Compliance Dashboard
Overall compliance status across regulatory, internal policy, vendor, and audit readiness dimensions
87%
Overall Compliance Score
+3% vs last quarter
6
Policy Violations
+2 vs last month
3
Upcoming Audits
Next: 28 Feb 2026
14
Documents Expiring (30d)
5 already expired
Overall Compliance Score
Good Standing87%
Compliance Score
92%
Regulatory
81%
Internal Policy
78%
Vendor
94%
Audit Ready
Compliance by Area
248
Total Checks
Fully Compliant94 (38%)
Partially Compliant60 (24%)
Non-Compliant32 (13%)
Not Applicable / Pending62 (25%)
Regulatory Compliance
GST Compliance
CompliantGSTR-1 Filing
Jan 2026 filed on 10 Feb 2026
100%
GSTR-2A Reconciliation
98.2% matched. 14 mismatches pending
98%
GSTR-3B Filing
Jan 2026 filed. Tax liability: ₹12.8L
100%
E-Invoice Generation
3 invoices pending IRN generation
96%
Companies Act 2013
CompliantBooks of Accounts (Sec 128)
7-year audit log retention active
100%
Related Party Transactions (Sec 188)
All RPTs disclosed and approved by board
100%
Internal Audit (Sec 138)
Q2 audit completed. Q3 scheduled 28 Feb
100%
CSR Reporting (Sec 135)
FY 2025-26 CSR spend on track (₹48L/₹52L)
92%
MSME Act Compliance
PartialPayment within 45 Days (Sec 15)
8 invoices overdue beyond 45 days to MSME vendors
82%
MSME-1 Half-Yearly Return
Oct 2025 return filed on 28 Jan 2026
100%
Udyam Registration Verification
86 of 92 MSME vendors verified
93%
Interest on Delayed Payments
₹2.4L interest liability accrued on 8 overdue invoices
68%
Internal Policy Compliance
Procurement Policy
81% AdherenceDelegation of Authority
94% Adherence
6 exceptions logged this month. 4 approved by VP override, 2 under review.
Vendor Compliance
Document Currency
14| Document Type | Valid | Expiring (30d) | Expired | Status |
|---|---|---|---|---|
| GSTIN Certificate | 238 | 4 | 2 | Partial |
| PAN Card | 246 | 0 | 0 | Valid |
| Trade License | 198 | 6 | 2 | Partial |
| Insurance Certificate | 182 | 3 | 1 | Partial |
| Udyam Registration | 86 | 1 | 0 | Valid |
| ISO Certifications | 74 | 0 | 0 | Valid |
GSTIN Validation Status
88%
Validated
Valid & Active218
Pending Validation18
Invalid / Suspended12
Last auto-validation: 11 Feb 2026, 23:00 IST via GST Portal API. Next run: 12 Feb 2026, 23:00 IST.
Audit Readiness
Audit Readiness Score
94%
Overall Audit Readiness
Based on 248 compliance checks across all modules. Score improved by 6% since last audit.
All financial transactions have complete audit trails
Done
Segregation of duties enforced for all approval workflows
Done
Vendor master data reconciled with government databases
Done
All POs above ₹10L have valid contracts on file
Done
MSME vendor payment compliance within 45-day window
In Progress
3-way match completion for all invoices above ₹1L
92% Done
Expired vendor documents renewal (14 documents pending)
Action Needed
Upcoming Audits
| Audit | Date | Auditor | Status |
|---|---|---|---|
|
Internal Audit - Q3
Procurement & Finance
|
28 Feb 2026 | Deloitte India | 16 days |
|
GST Compliance Audit
FY 2025-26 (Half-yearly)
|
15 Mar 2026 | KPMG India | 31 days |
|
ISO 9001:2015 Surveillance
Annual Surveillance Audit
|
10 Apr 2026 | Bureau Veritas | 57 days |
Recent Audit Results
Internal Audit - Q2 FY 2025-26
Completed 30 Nov 2025. Score: 91%. 4 minor findings, all resolved.
Statutory Audit FY 2024-25
Completed 15 Sep 2025. Clean opinion. Zero material findings.
MSME Compliance Review
Completed 20 Oct 2025. 2 findings on delayed payments. Corrective action in progress.